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Sunday, March 24, 2013

No Mongolian admixture in Poland

One of the most enduring myths or cliches concerning European genetic structure is that Poles carry Mongolian admixture. This claim has been repeated so often that it's now regarded by many as fact, including at academic level. Poles apparently acquired this admixture during Mongol and Turkic raids on Eastern Europe during the Middle Ages.

For a long time it was impossible to verify or debunk such claims due to a lack of genetic data from European and Asian populations at high enough resolution. However, that's no longer a problem. Indeed, I've run a wide range of detailed analyses as part of my Eurogenes Genetic Ancestry Project which have shown that my Polish sample does not carry inflated levels of Asian ancestry relative to other Northern and Central Europeans. But in this post it's probably more useful for me to focus on results from peer-reviewed studies to make my point.

I'll start with a look at genome-wide genetic data (aka. autosomal DNA). The bar plot below was featured in a recent study on genetic substructures in European Russia (1). It shows the results of an ADMIXTURE analysis at K=2 (two ancestral populations assumed) using 52,808 SNP markers, which splits the genomes of the samples into West and East Eurasian components. As you'd expect, these components are modal in Europeans and Han Chinese, respectively. This northern Han Chinese sample from Beijing is certainly a very useful proxy for Mongolians, because the East Eurasian component it creates is basically the same one that peaks in the least admixed Mongolian samples in other studies (for example, see 2).

The lowest levels of the East Eurasian component are carried by Latvians, Poles, Germans, Czechs and Italians. But this looks like noise anyway, because the Chinese carry a reciprocal amount of the West Eurasian component. In other words, it's most likely not a real signal of recent admixture from East Asia, but shared prehistoric Eurasian ancestry. If it's not noise, and actually represents admixture from an East Asian source like the Mongolians, then it's difficult to explain why it appears at a clearly higher level in Italians than Poles.

A couple of the Czechs do carry inflated amounts of the East Eurasian component, and I'd say they're Czech Roma with significant South Asian admixture who weren't removed as outliers from the dataset. It's also worth mentioning that the Komi, Finns and Russians (like the Rus_HGDP sample from Kargopol) show higher levels of this component than the Central Europeans. However, this doesn't necessarily mean they have Mongolian ancestry. Indeed, another study has shown that the Kargopol Russians carry various Siberian-specific components, rather than the type of East Asian influence which makes up the majority of Mongolian genome-wide genetic structure (2).

Moreover, the Mongols never raided North Russia or Finland, where in fact these components peak in Europe today. So the most plausible explanation for the relatively high levels of Siberian admixture there is Finno-Ugric or Uralic ancestry. Indeed, the Finns obviously speak a Finno-Ugric language, and so do some North Russian groups, while many others did until recently.

Below is a different kind of analysis of autosomal DNA. It's a pairwise Fixation Index (Fst) test between 16 global populations based on 129,673 SNPs (3). It includes two East Asian samples, the same Han Chinese set as in the above ADMIXTURE analyses, and a Japanese sample from Tokyo. The results appear to correlate very closely with geography, which suggests that we're basically looking at the effects of isolation-by-distance. Interestingly, the Polish sample from Lodz and Warsaw (Po) is genetically more distant from the Han Chinese (CHB) and Japanese (JPT) than are the Swedes (Sw), Norwegians (No) and Germans (Ge). The differences aren't big, but they're consistent, which means that at the very least these Poles can't be carrying more East Asian ancestry than the Scandinavian and German samples.

Next up is a global Principal Component Analysis (PCA) from the same study, featuring the same samples and markers. Again, it's another way of looking at variation in autosomal DNA, and again the results indicate that Poles don't show any special genome-wide genetic links to East Asians. The Polish samples are sitting close to the top of the European cluster and overlap strongly with other Northern and Central Europeans. Indeed, many of the outliers pulling towards the West African (YRI) and East Asian (CHB + JPT) clusters are French, British and German. These individuals are possibly carrying very recent non-European ancestry due to colonial links between Western Europe and the third world. There are also a considerable number of Russians streaming towards the East Asians, and that's probably due to the Finno-Ugric mediated Siberian influence in North Russia described above.

It might also be useful to assess the level of West Asian or Near Eastern autosomal admixture in Poland compared to other parts of Europe, because many of the Turkic groups which ended up on the Eastern European steppe were largely of West Asian origin. Therefore, if there was a significant genetic contribution from such groups to the Polish gene pool, then Poles today ought to show inflated affinity to West Asian populations compared to other Central and Northern Europeans. The simple answer is that they don't, which can be clearly seen on the pairwise Fst clustering analysis below based on approximately 101,000 SNPs (4).

Y-chromosome or paternal markers tell the same story as autosomal DNA. The most common Y-DNA haplogroup in Poland is R1a1a, making up about 50% of all the Y-chromosome lineages in the country. Based on academic and commercial testing of hundreds of Polish samples to date, it's safe to say that the most dominant subclades of this Eurasian haplogroup in Poland are the European-specific R-M458 and R-Z280 (5, 6). These subclades are closely related to the Scandinavian-specific R-Z284, because all three markers come off the Z283 branch of the R1a1a haplotree. The Z283 mutation is also mostly confined to Europe and possibly originated there.

The main Asian-specific subclade of R1a1a, known as R-Z94, appears to be extremely rare in Poland. This is the subclade that makes up the main share of the R1a1a in Mongolian and Turkic populations of Central Asia, as well as in South Asians. However, even the very few R-Z94 cases among Poles are more closely related to Ashkenazi lineages than those of Mongolians or Central Asians. What all of this means, of course, is that Mongolian or Turkic paternal ancestry isn't "hiding" in Poland under all that R1a1a.

The most common Y-DNA haplogroup among Mongolians and their close ethnic kin is C3. There's actually a particular lineage of C3 called the "star-cluster chromosome" which pops up regularly in purported descendents of the infamous Mongolian warlord Genghis Khan. This might mean that it's a marker of paternal ancestry from Genghis himself, which has been suggested in several academic papers (7, 8, 9). In any case, the haplotype is considered to be very young, probably less than 1000 years, and widespread in areas of Asia where the Mongol hordes were most active during the early Middle Ages. Therefore, it seems to be an excellent signal of Mongolian genetic influence from this key period. Below is a map of its frequencies in a variety of Asian groups.

However, this marker has never been recorded in Poland, where C3 itself is extremely unusual. Indeed, Derenko et al. conclude that based on the paucity of the "star-cluster haplotype" among ethnic Russians, the Mongol hordes of the Middle Ages didn't even leave a genetic imprint on European Russia.

It is known that the Mongol Empire expanded over a considerable part of Eastern Europe by 1248 due to the khan Batu’s conquests. Russian principalities were vassal states of the Mongol Empire until 1480. However, we found no genetic traces of the Mongol sovereignty over Russia (in the form of male lineages of the cluster of Genghis Khan descendants) in the Russian population.

Poles do sporadically carry East Eurasian-specific mtDNA (ie. maternal) lineages, and it was recently suggested by Mielnik-Sikorska et al. that some of these lineages (ie. C4a1a, G2a and D5a2a1a1) might "possibly reflect relatively recent contacts of Slavs with nomadic Altaic peoples" (10). However, the authors also note that these markers have a wide distribution across Eurasia and might actually represent prehistoric gene-flow between Asia and Europe.

In fact, ancient DNA results have recently revealed unexpected frequencies of East Eurasian-specific mtDNA haplogroups - including C1, C4a2, C5, D* and Z1a - in Northern and Eastern European remains from the Neolithic and Mesolithic (11, 12, 13, 14). The samples were always small, but nevertheless it's useful to note that the incidence of the eastern mtDNA lineages was much higher in these ancient samples than in any modern Eastern European populations west of the Volga. What this suggests is that the vast majority of East Eurasian ancestry in Europe might have arrived there thousands of years before the Mongol incursions, and much of it has been lost since then, rather than gained, due to continuous population movements from west to east across the continent.

To add another twist to the tale, it actually seems that all Europeans do show significant prehistoric East Eurasian genome-wide admixture, so perhaps it's only the ancient eastern mtDNA markers that have almost gone extinct? The topic has been now been discussed in a couple of papers, and apparently this admixture shows higher affinity to modern Amerindians than North or East Asians (15), which is very curious indeed. But the details are sketchy because the results so far have been based on DNA from modern samples, so hopefully we can learn more very soon thanks to analyses of genome-wide markers from prehistoric Eurasian remains. In any case, a group of Poles was featured in one of these papers, and this is how they compared to other Europeans in a formal mixture test with the ADMIXTOOLS software (16).

The positions of the samples in the table are based on the "Sardinian" f3-statistic, which indicates the strength of the Amerindian-like admixture signal when Karitiana Indians and Sardinians are chosen as references. The results appear fairly random in some cases, and that's probably because they're skewed by such factors as genetic drift and sample size - for instance, heavy drift might dampen the signal, while a larger sample size might increase it. But the outcomes are also clearly influenced by relatively recent admixture from Siberia, Central Asia and/or the Indian subcontinent. That's because the samples known to carry such admixtures, like the HGDP Russians and Turks, are at the top of the table. Therefore, it's worth noting that the Polish sample is found at the bottom, which is in line with results from all the other analyses presented above.

Please note that the information in this post pertains to the current Polish population by and large, and to individuals with all grandparents of ethnic Polish origin. It's not relevant to individuals whose recent ancestors came from within the borders (or former borders) of Poland but their ethnic origins were uncertain. Keep in mind that Poland was not as ethnically or genetically homogenous before World War II as it is today. Also worth noting is that in a country of almost 40 million people, some individuals will have very atypical pedigrees, and it might even be possible to find someone with, say, Papuan ancestry in Poland if we look hard enough.

By the way, I've no idea who made that meme at the top of the post, or where it was published originally, but I think it's very appropriate here. Please let me know if it violates any copyright laws and I'll take it down.


1. Khrunin AV, Khokhrin DV, Filippova IN, Esko T, Nelis M, et al. (2013) A Genome-Wide Analysis of Populations from European Russia Reveals a New Pole of Genetic Diversity in Northern Europe. PLoS ONE 8(3): e58552. doi:10.1371/journal.pone.0058552

2. Morten Rasmussen et al., Ancient human genome sequence of an extinct Palaeo-Eskimo, Nature 463, 757-762 (11 February 2010) doi:10.1038/nature08835; Received 30 November 2009; Accepted 18 January 2010

3. Simon C Heath et al, Investigation of the fine structure of European populations with applications to disease association studies, European Journal of Human Genetics (2008) 16, 1413–1429; doi:10.1038/ejhg.2008.210

4. Esko et al., Genetic characterization of northeastern Italian population isolates in the context of broader European genetic diversity, European Journal of Human Genetics advance online publication 19 December 2012; doi: 10.1038/ejhg.2012.229

5. Peter A Underhill et al., Separating the post-Glacial coancestry of European and Asian Y chromosomes within haplogroup R1a, European Journal of Human Genetics advance online publication 4 November 2009; doi: 10.1038/ejhg.2009.194

6. Family Tree DNA R1a1a and Subclades Y-DNA Project

7. Derenko et al., Distribution of the Male Lineages of Genghis Khan’s Descendants in Northern Eurasian Populations, Russian Journal of Genetics, 2007, Vol. 43, No. 3; DOI: 10.1134/S1022795407030179

8. Zerjal et al., The Genetic Legacy of the Mongols, Am J Hum Genet. 2003 March; 72(3): 717–721. PMCID: PMC1180246

9. Abilev S. et al., The Y-chromosome C3* star-cluster attributed to Genghis Khan's descendants is present at high frequency in the Kerey clan from Kazakhstan, Hum Biol. 2012 Feb;84(1):79-89. doi: 10.3378/027.084.0106.

10. Mielnik-Sikorska M, Daca P, Malyarchuk B, Derenko M, Skonieczna K, et al. (2013) The History of Slavs Inferred from Complete Mitochondrial Genome Sequences. PLoS ONE 8(1): e54360. doi:10.1371/journal.pone.0054360

11. Zsuzsanna Guba et al., HVS-I polymorphism screening of ancient human mitochondrial DNA provides evidence for N9a discontinuity and East Asian haplogroups in the Neolithic Hungary, Journal of Human Genetics advance online publication 15 September 2011; doi: 10.1038/jhg.2011.103

12. Alexey G Nikitin et al., Mitochondrial haplogroup C in ancient mitochondrial DNA from Ukraine extends the presence of East Eurasian genetic lineages in Neolithic Central and Eastern Europe, Journal of Human Genetics advance online publication, 7 June 2012; doi:10.1038/jhg.2012.69

13. Lillie, Malcolm C et al., Prehistoric populations of Ukraine: Migration at the later Mesolithic to Neolithic transition, Population Dynamics in Prehistory and Early History (2012), Publication Date: July 2012, ISBN: 978-3-11-026630-6, DOI: 10.1515/9783110266306.93

14. Der Sarkissian C, Balanovsky O, Brandt G, Khartanovich V, Buzhilova A, et al. (2013) Ancient DNA Reveals Prehistoric Gene-Flow from Siberia in the Complex Human Population History of North East Europe. PLoS Genet 9(2): e1003296. doi:10.1371/journal.pgen.1003296

15. Lipson et al., Efficient moment-based inference of admixture parameters and sources of gene flow, arXiv:1212.2555v1 [q-bio.PE]

16. Patterson et al., Ancient Admixture in Human History, Genetics: Published Articles Ahead of Print, published on September 7, 2012 as 10.1534/genetics.112.145037


Dmytro said...

One learns something every day... I actually never heard of this contention about Poles being "Mongol tainted" (so to speak). It sure sounds like pure politics to me (like earlier claims of Germanic "Aryan purity" or like Rawita-Gawronski's 1910 claim that Ukrainians were "un danger pour l'Europe" because they were mosly Slavicized Pechenegs and Polovtsians...) Kudos to David for his usual excellent analysis.

Ignatius said...

My compliments on an excellent and well researched article. I'd be eager to read your views on any Tatar admixture in Poland.

Davidski said...

Most Tatars are covered under the term Turkic in this article. So as per above, there's a lack of admixture from these groups in Poland. For instance, R-Z94 lineages typical of Lithuanian Tatars and the Kyrgyz aren't carried by ethnic Poles. But like I say above, anything's possible in a country of almost 40 million.

Also, keep in mind that there are Tatar groups in Russia which are genetically very similar to ethnic Russians and even Poles, with very little Asian admixture. These are "Tatarized" Volga-Finns. So a Tatar ancestor of this type would be difficult to pick up with a DNA test in a Pole, unless we're talking a generation or two ago.

Ignatius said...

Thank you for your response. I happen to be an R1a1a1b2a1 with SNP's of M198+ Z283- Z280- M458- Z93+ L342+ L657- and Z2122-. My father's family is confirmed Polish Catholic at least as far back as the mid-1700's. Therefore this subject and your article are of great interest to me.

Davidski said...

Well, Z93+, L342+, L657- and Z2122- leaves open a lot of possibilities. There are new SNPs being reported downstream of Z93 every week, and some of these become available at FTDNA, so keep trying. Also, your STR haplotype might give you some clues, especially if you tested 67 markers. But you probably know all this by now. :)

Sgt. Gil said...

I am intrigued by this: “However, even the very few R-Z94 cases among Poles are more closely related to Ashkenazi lineages ...” -- Where is this from? Is there a newer paper than Nebel 2004 concerning Jewish R-M17?

Davidski said...

All papers on R1a released during the past two years or so are now hopelessly outdated. Actually, they were already outdated when they came out. But anyway, this one here is the best one...

However, for up to date info on Ashkenazi Levite R1a, see the links below...,R1a/default.aspx

Ignatius said...

I've already had the 111 marker test at FTDNA. I'm listed under the "Tatars" subclade of Project Tatar - along with five members of a Muslim family from Lithuania. My family appears to have settled in the pre-partition Sandomierz Voivodeship after "hopping" - for lack of a better word - from Ruthenia. Even then it still had a presence in the Lublin Voivodeship.

Based on my review of old parish records I've reached the conclusion that The Deluge resulted in a flood of westward migration. These dislocations, in addition to migrations resulting from marriage and commercial activity, should result in some surprises. The connection of Z94 among Poles to Ashkenazi lineages will probably be narrowed as new tests become available.

Davidski said...

OK, thanks, that makes sense then. I'd expect a few cases of R-Z94 and R-M73 among Poles with ancestry from Ruthenia and the so called eastern "Kresy". However, based on the samples I have from these regions, it seems the autosomal DNA of such Poles is pretty much typically Polish, except just slightly shifted to the east.

What else can you say about the westward migration during The Deluge? Who were these people who moved west, and where did they settle?

Ignatius said...

Several years ago I traced a lead on a family with my surname to Krasnystaw. I reviewed all available LDS microfilm for that town. There appeared to be a massive influx of refugees during The Deluge. Many of the names appeared to be of Ukrainian origin. I didn't compile any statistics or attempt to determine the final destination of any of those families. I have to conclude that any Poles or Ukrainian Catholics that could escape made their way west. Towns have a larger turnover rate among their residents over time than do villages, but the names I saw were just not native to the local area. These families were simply passing through with only the occasional birth and death to indicate they had ever been there.

I did find at least one family with my surname in Zamosc who appeared there during the Deluge. (A good move on their part due to its relative safety.) They remained there a few generations and then disappeared.

There also appears to have been movement prior to the first partition. Although the records on film don't usually begin before 1810, by backtracking I can get an idea of how far back in time a family was present in a given area. In more than one instance families with my surname can be traced to one or two men in the mid to late 1700s.

Lydia Z said...

Hi David,
Do you know if there are any GWA studies of Ukrainians? We are trying to do a study in Ukraine and need a comparison population, but it seems that none of the population databases has any data on frequency of various SNPs in Ukrainians? People have suggested that we take the data on Poles as the closest population. Do you have any thoughts on that?

Davidski said...

It really depends where your Polish sample is from. If they're from around Lublin or the former eastern Polish territories (ie. Kresy), then you could probably use them without much trouble.

But there is a Ukrainian sample available at the link below, and it has individuals from all over the country, including Lviv, Polesie and ethnic Ukrainians from Belgorod in Russia. I think it was done on Illumina 650K or something similar.

Matt Stefanowicz said...

Good information thanks!

I have long told people that North Slavic Asiatic like mixture was of Finno-Ugric types.

Thanks for the in depth knowledge being placed out there all in one blog!!!

.... The most interesting part I read was about R-Z94 in Poland being like Ashkenazi.

I am curious.

Could it be that R-Z94 in Ahskenazis comes from Poles!? Or perhaps a neighbor like say Ukraine!?

Or is it the inverse!? That it came to Poles from Ashkenazi!?

As for the R-Z94 in Ashkenazis comes another question.

Is the R-Z94 in Ashkenazis of Khazar like orgins or Near Eastern like orgins!?

As for R-Z94 in Tatars.

Tatars aren't really Mongols.... They lack Mongol specific C haplogroups too.... While Mongols lack R1a that Tatars have.

So... What are Tatars!?

Tatars are just Scythians who became assimilated to Turkic culture is my guess!?

Did Scythian burials have this kind of R-Z94 like Tatars do!?

You speak of Russians & Tatars of the Volga being similar.

So... My theory was always that Interior Russia had Scyhtians break up & that the left over Scythians later became part Russians & Tatars!?

A lot of Russians claim traces Tatar ancestry of the Volga.

Do you know if there is proof of this!?

I mean Tatars look quite Slavic like.

Tatars of the Volga tend to look more like Russians than like Mongols.

Davidski said...

R1a-Z94 is found at low frequency throughout Europe, even in the UK, Ireland and Spain. But its European lineages don't usually fit into Ashkenazi or Tatar clusters. They belong to other clusters that don' seem to show any specific ethnic or even geographic affinities. That's also the case for most of the Polish R1a-Z94 found to date.

There could be any number of ways that these markers entered Europe during the Iron Age and/or Middle Ages, including via the Scythians, Sarmatians, Huns, Kumans, Khazars, and so on. Perhaps more samples, including from ancient remains, will solve the mystery? But I think that we're basically looking at the effects of isolation-by-distance here, and the reason R1a-Z94 is found at low frequency throughout Europe is because Europe is relatively close to West Asia, where R1a-Z94 originated.

MA DW said...

It is not the truth that was found no star -Ghenghis Khan C3 in Poland.
It was-last year in ancient polish Clan of Dunin

Davidski said...

I know that C3 occurs at very low levels throughout Europe, and sometimes pops up in various European FTDNA projects. So it's also likely to be found in a few Polish samples (out of the thousands tested).

But there's no scientific literature out there confirming the presence of the "Genghis Khan" star-cluster chromosomes in Poland. Indeed, based on all the data, both academic and commercial, no one in their right mind can claim that this marker is anything but an oddity in Poland.

KubaNiski said...

If Poles don't have any significant asian admixture then what explians the occasinal "asian eyes" that you ocassionally see in Poles?

Davidski said...

They're not Asian eyes. They're caused by low nasal bridging, which is a trait sometimes carried over from childhood.

Debbie McLaughlin said...

I skimmed this and I am not a scientist, but of polish ancestor background.

A number of my family members have the small eyes. But, what I find and I am sure you will find of most interest is that my cousin white (polish/german) background was a perfect donor match for a mongolian woman. She provided donor to the woman and the woman (mongolian) is alive today. In fact, they were able to meet. It is an incredible beautiful story.

Davidski said...

Something that few people are aware of is that Mongolians have more Eastern European ancestry than Eastern Europeans Mongolian ancestry.

This can be seen with modern and even ancient DNA. For example, here's a recent study on ancient DNA from Mongolia...

Indeed, some Mongolians even have blue eyes and fair hair as children, and that's no doubt due to the early Indo-European migrations from Eastern Europe to the Mongolian Altai.

And I have no idea what "small eyes" mean? East Asians have very specific eye folds which aren't found in Europe.

Tom Davidson said...

Just saw this blog, very well researched!
My granddad was from Poland, born and lived in a town in the far southeast called Huta Połoniecka, near Lwow city (in present day Lviv Oblast, Ukraine) before he emigrated to Australia. Looking at photos of him I thought he had a somewhat Asiatic face (never got to meet him, died before I was born, sadly), without really ever considering the fact that he might have been part Asian. After learning about the Mongol Invasions of that region of Poland/Ukraine (the principalities of Kievan Rus' at the time) and it being subjugated as part of the Golden Horde, I began to look into if he was in fact part Mongol-Tatar. I believed that he was, it made sense, but I was skeptical. I was never told anything about being of Mongolian descent, but after doing some research on the history surrounding the Mongol Invasions and the Golden Horde, I asked my auntie, who told me that he was in fact descended from the Mongols that invaded the region, she said it like she'd always known it, then a while later I asked my grandma the same thing, and she also said yes, and in a similar fashion. - I'd just uncovered a previously unknown part of my family history! Previously unknown to my immediate family and I at least. I guess it explains my granddad's high cheekbones and "slanty eyes". A "Kresy Wschodnie" Pole of Mongol-Tatar descent. Nonetheless, my granddad's ancestry wouldn't count when considering Poles in general, as he was just one individual, an exception. Most other Poles that I've seen don't have Asiatic features like my granddad.